Upcoming Webinars
Members and nonmembers are invited to register for all of our upcoming webinars.
Upcoming Webinars
Members and nonmembers are invited to register for all of our upcoming webinars.
April 25, 2024 | 10:00 am
SAR Filing, OFAC and BOI
$225.00
There are two major sources of red flags: the systems and the frontline. What are your procedures from systems or frontline to investigation to SAR? These procedures could save your financial institution from expensive fraud and money laundering, or if improper, they could result in lack of a systematic approach to the AML program. This program includes a review of the SAR and its data fields. We will also touch on OFAC and what may be new, if applicable, with BOI too.
Covered Topics
- What is a red flag?
- What should your response be?
- What does it mean to conduct an investigation?
- When do you file a SAR? What are the time constraints?
- How often do you have to file SARs?
- When do you close an account?
- The integration of the system, the frontline and the investigation all become your financial institution’s AML program
- Putting together the pieces of an AML program
CE CREDITS: TBD
PRESENTER/ PRESENTERS: Deborah Crawford, President of Gettechnical Inc.
Deborah Crawford is the President of Gettechnical, Inc., specializing in the education of banks and credit unions across the nation. Her 28 plus years of banking and teaching experience began at Hibernia National Bank in New Orleans. She graduated from Louisiana State University with both her bachelor’s and master’s degrees. Deborah’s specialty is in the deposit side of the financial institution where she teaches seminars on regulations, documentation, insurance and Individual Retirement
MODERATORS: Jim Nemecek & Jennifer Cliber Smith of Compliance Anchor
WHO SHOULD ATTEND: This informative session is designed for BSA Officers, BSA coordinators, Compliance Officers and Security Officers.