Our Compliance Veteran’s Venues are monthly events that always include a summary of any final regulations that have come out during the previous month. They also include summaries of any new proposals, enforcement actions and other matters of interest that come from the regulators or trade groups (i.e. updated exam manuals, any guidance that may be issued etc.). We also include a list of important dates such as effective dates for final regulations, expiration of comment periods for proposals.

We also host a Question and Answer session where attendees can post compliance questions to the presenters as well as the group to obtain their advice and feedback.